SIX Exchange Regulation AG

Observer

An autonomous and independent body within SIX, SIX Exchange Regulation regulates and monitors the participants and issuers of the SIX Swiss Exchange. One of its many tasks is the listing of securities on SIX exchanges.

SIX Exchange Regulation executes the tasks assigned to it under federal law and under the rules issued by the Regulatory Board. It also monitors compliance with both the law and the rules. Where the rules grant it such authority, it imposes sanctions and makes sanction proposals.

SIX Exchange Relations is split into two departments: Listing & Enforcement is responsible for the rules governing issuers, while Surveillance & Enforcement oversees trading.